Broker Check
Dean M. Rothman, AAMS

Dean M. Rothman, AAMS

Director of Wealth Management

National Financial Network, INC

Licenses & Qualifications

Series 7 – General Securities Registered Representative

Series 63 - Uniform Securities Agent
Series 65 – Uniform Investment Advisor
New York State Life & Health Insurance License
AAMS – Accredited Asset Management Specialist

Dean Rothman has been in the financial services industry since 2000.  As Investment Specialist for National Financial Network, Dean is one of the primary resource's for all investment related products/services, including: mutual funds, ETS's, variable annuities, 529’s, pension design, 401(k)’s, fixed annuities, and separate account programs.  

Qualification and Dedication

Mr. Rothman's dedication to his clients and the industry is evident in his ongoing effort to educate himself.  Dean is committed to helping build wealth for his clients, maximize the value of their clients’ assets, enhance the quality of their lives and perpetuate their legacies for generations to come.  

Mr. Rothman is a member in organizations that encourage a commitment to superior ethical standards.  Dean is a member of the Million Dollar Round Table (MDRT). MDRT is a premier association for professionals in the financial services arena. MDRT membership is an exclusive honor that is achieved only by a small percentage of all financial service advisors worldwide. 

Mr. Rothman has acquired the Accredited Asset Management Specialist (AAMS) designation.  The AAMS is an intensive program that educates advisors about the various aspects of all areas of financial planning.  

Dean received his B.S. in Business/Finance from Seton Hall University.  Dean lives in Bay Shore, Long Island with his wife Jessica, and their two children: Emily and Olivia.  He enjoys competing in endurance sporting events, including triathlons, where he is a 3x IRONMAN triathlon finisher.   


Registered Representative & Investment Advisor Park Avenue Securities, Financial Representative of Guardian


California Life Insurance Number: 0H61501